KYC Analyst

Broking Operations

KYC Analyst

Recruitment queries

recruitment@irage.in

+91 79-65816740

The KYC Analyst will be responsible for ensuring compliance with regulatory standards and internal policies during client onboarding (COB) and related processes. The role involves meticulous execution of Know Your Client (KYC) procedures to facilitate smooth account opening and maintenance.

Key Responsibilities:

• Client Onboarding & Documentation:
  

  • Conduct KYC checks for new clients by reviewing documentation, performing due diligence, and ensuring all information is accurate and complete.

  • Assist clients with all KYC and account opening requirements, adhering strictly to Standard Operating Procedures (SOPs) and Operation Level Agreements (OLAs).

  • Ensure timely and accurate account openings to facilitate trading activities.
    

• Regulatory Compliance & Reporting:
  

  • Stay updated with changes in KYC, Anti-Money Laundering (AML), and Anti-Financial Crime (AFC) regulations.
    Provide regular updates to senior management on KYC and AML developments, implementing changes with minimal disruption.

  • Monitor transactions for unusual patterns or anomalies and escalate suspicious activities to senior management or relevant authorities.
    

• Risk Management:
  

  • Verify client information to identify potential risks and take necessary steps to mitigate them.

  • Ensure compliance with AML regulations and company policies by maintaining robust governance and controls.
    

• Record Keeping & Documentation:
  

  • Maintain accurate and detailed records of all KYC-related interactions and documentation.

  • Ensure proper documentation and processes for Domestic Institutions and Foreign Portfolio Investor (FPI) accounts on exchanges.
    

• Collaboration & Communication
  

  • Work closely with various departments to ensure adherence to KYC policies and procedures.

  • Communicate effectively with clients and internal stakeholders to resolve queries and ensure seamless account setup.

Qualifications & Skills:

• Minimum of 2 years of experience in the KYC department of a stockbroker or financial institution.

• Strong knowledge of KYC requirements for Domestic Institutions and FPI accounts on exchanges.

• Good understanding of AML regulations and associated compliance standards.

• Excellent communication skills and attention to detail.

• Proficient in system operations related to KYC processes.

Why You’ll Love Working Here

We’re a team that hustles - plain and simple. But we also believe life outside work matters. No cubicles, no suits - just great people doing great work in a space built for comfort and creativity.

Here’s what we offer:
💰 Competitive salary – Get paid what you’re worth.
🌴 Generous paid time off – Recharge and come back sharper.
🌍 Work with the best – Collaborate with top-tier global talent.
✈️ Adventure together – Annual offsites (mostly outside India) and regular team outings.
🎯 Performance rewards – Multiple bonuses for those who go above and beyond.
🏥 Health covered – Comprehensive insurance so you’re always protected.
⚡ Fun, not just work – On-site sports, games, and a lively workspace.
🧠 Learn and lead – Regular knowledge-sharing sessions led by your peers.

📚 Annual Education Allowance – Take any external course, or certification that makes you better at your craft.

🏋️ Stay fit – Gym memberships with equal employer contribution to keep you at your best.

🚚 Relocation support – Smooth move? We’ve got your back.
🏆 Friendly competition – Work challenges and extracurricular contests to keep things exciting.

From iRage's posting. See the original